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EMILY BARBARA STEAD
CRD#: 6335316
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1702 E. HIGHLAND AVE
SUITE 204
PHOENIX, AZ 85016
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1702 E. HIGHLAND AVE
SUITE 204
PHOENIX, AZ 85016
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2016 - 2019 (3 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2017 - 2019 (2 years)
License(s)

State Registrations

B
Arizona 6/21/2019

B
North Carolina 8/6/2024

IA
Arizona 6/27/2019

B
Pennsylvania 9/9/2024

B
California 10/6/2020

B
Texas 2/7/2025

B
Colorado 8/10/2021

IA
Texas 2/7/2025

B
Georgia 8/24/2020

B
Virginia 12/16/2022

B
Indiana 5/26/2023

B
Washington 3/30/2023

B
Kansas 5/17/2023

B
Wisconsin 11/27/2024

B
Michigan 8/25/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1702 E. HIGHLAND AVE SUITE 204, PHOENIX, AZ 85016
GILBERT, AZ
Registered with this firm since 6/27/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1702 E. HIGHLAND AVE SUITE 204, PHOENIX, AZ 85016
GILBERT, AZ
Registered with this firm since 6/20/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/24/2017 - 06/25/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) PHOENIX, AZ
B
06/21/2016 - 06/25/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.