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Detailed Report
Zhe Feng Zhang
OWEN ZHANG
CRD#: 6334674
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Investment Adviser
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Previous Broker
OZ WEALTH MANAGEMENT LLCCRD#: 307303 530 TECHNOLOGY DRIVE
SUITE 100
IRVINE, CA 92618
Registration History
2014201520162017201820192020202120222023202420252026IAOZ WEALTH MANAGEMENT LLC (CRD# 307303)2020 - Present (5 years)BEDWARD JONES (CRD# 250)2014 - 2019 (5 years)IAPROSPERITY WEALTH MANAGEMENT, INC. (CRD# 174328)2020 - 2020 (<1 year)IAEDWARD JONES (CRD# 250)2015 - 2019 (4 years)
Disclosure(s)
View By:
10/31/2019
Employment Separation After Allegations
License(s)

State Registrations

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California 2/25/2020
Current Registration(s)
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OZ WEALTH MANAGEMENT LLC (CRD#:307303)
530 TECHNOLOGY DRIVE SUITE 100, IRVINE, CA 92618
Registered with this firm since 2/25/2020
Previous Registration(s)
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 01/10/2020 - 08/04/2020 PROSPERITY WEALTH MANAGEMENT, INC. (CRD#:174328) Irvine, CA
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 01/30/2015 - 11/29/2019 EDWARD JONES (CRD#:250) IRVINE, CA
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 11/17/2014 - 11/29/2019 EDWARD JONES (CRD#:250) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.