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David Wesley Serrano
DAVID W SERRANO, David Serrano
CRD#: 6334365
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 227 W MONROE ST
STE 3700
CHICAGO, IL 60606-5067
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 5/19/2023

B
Maryland 5/19/2023

B
California 5/19/2023

B
Michigan 5/19/2023

B
Colorado 5/19/2023

B
Minnesota 5/19/2023

B
Florida 5/19/2023

B
North Carolina 5/19/2023

B
Georgia 5/19/2023

B
Pennsylvania 5/19/2023

B
Illinois 5/19/2023

B
Texas 5/19/2023

IA
Illinois 5/19/2023

IA
Texas 5/19/2023

B
Indiana 5/19/2023

B
West Virginia 6/23/2023

B
Kansas 10/20/2023

B
Wisconsin 5/19/2023

B
Kentucky 7/31/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
227 W MONROE ST STE 3700, CHICAGO, IL 60606-5067
Chicago, IL
Registered with this firm since 5/19/2023

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
227 W MONROE ST STE 3700, CHICAGO, IL 60606-5067
Chicago, IL
Registered with this firm since 5/19/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/31/2014 - 05/22/2023 EDWARD JONES (CRD#:250) CHICAGO, IL
B
07/15/2014 - 05/22/2023 EDWARD JONES (CRD#:250) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.