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Detailed Report
MICHAEL A HARTWIG
MICHAEL ANTHONY HARTWIG, MIKE HARTWIG
CRD#: 6333634
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 12345 UNIVERSITY AVE
SUITE 200
CLIVE, IA 50325
Registration History
2014201520162017201820192020202120222023202420252026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - Present (9 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2014 - Present (10 years)
License(s)

State Registrations

B
Illinois 1/12/2017
B
Montana 8/26/2016
IA
Illinois 1/12/2017
IA
Montana 2/24/2017
B
Indiana 2/16/2017
B
North Carolina 11/22/2019
IA
Indiana 4/19/2017
IA
North Carolina 11/25/2019
B
Iowa 10/21/2014
B
South Dakota 2/16/2017
IA
Iowa 7/22/2015
IA
South Dakota 8/23/2017
B
Michigan 7/7/2023
B
Texas 1/4/2022
IA
Michigan 7/11/2023
B
Wisconsin 1/10/2017
B
Minnesota 4/17/2024
IA
Wisconsin 1/12/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
12345 UNIVERSITY AVE SUITE 200, CLIVE, IA 50325
Registered with this firm since 7/22/2015
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
12345 UNIVERSITY AVE SUITE 200, CLIVE, IA 50325
Registered with this firm since 8/19/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.