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Danny N Gomez
DANNY NELSON GOMEZ, Danny Gomez
CRD#: 6331633
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Sales
3924 East Tremont Avenue
Bronx, NY 10465
3924 East Tremont Avenue
Bronx, NY 10465
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Disclosures
10
Years of Experience
View By:
State Registrations
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Connecticut 4/14/2022
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New York 4/14/2022
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Florida 4/14/2022
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New York 10/15/2024
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New Jersey 9/16/2021
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Pennsylvania 4/14/2022
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New Jersey 10/13/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/13/2021
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Registered with this firm since 9/16/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/06/2018 - 10/01/2021 | YONKERS, NY | |
B | 12/06/2018 - 10/01/2021 | YONKERS, NY | |
B | 04/11/2018 - 08/24/2018 | STAMFORD, CT | |
B | 03/13/2017 - 02/16/2018 | WHITE PLAINS, NY | |
B | 05/27/2014 - 01/25/2017 | BRONX, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.