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Detailed Report
SALMAN ASIF
CRD#: 6331269
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2464 S KIRKWOOD RD
HOUSTON, TX 77077
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2018 (4 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2022 - Present (2 years)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2021 - 2022 (1 year)IAFROST INVESTMENT SERVICES (CRD# 286129)2022 - 2022 (<1 year)IAFROST INVESTMENT SERVICES (CRD# 286129)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Missouri 10/3/2022
B
Texas 10/3/2022
B
North Carolina 10/3/2022
IA
Texas 10/3/2022
B
Pennsylvania 10/3/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2464 S KIRKWOOD RD, HOUSTON, TX 77077
14001 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 10/3/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2464 S KIRKWOOD RD, HOUSTON, TX 77077
14001 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 10/3/2022
Previous Registration(s)
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IA
 01/26/2022 - 10/31/2022 FROST INVESTMENT SERVICES (CRD#:286129) League City, TX
B
 10/06/2021 - 10/31/2022 FROST BROKERAGE SERVICES, INC. (CRD#:17465) LEAGUE CITY, TX
IA
 10/06/2021 - 12/31/2021 FROST INVESTMENT SERVICES (CRD#:286129) LEAGUS CITY, TX
IA
 10/03/2018 - 10/02/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) SUGAR LAND, TX
B
 10/03/2018 - 10/02/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) SUGAR LAND, TX
IA
 08/21/2014 - 09/24/2018 MORGAN STANLEY (CRD#:149777) SUGARLAND, TX
B
 06/16/2014 - 09/24/2018 MORGAN STANLEY (CRD#:149777) SUGARLAND, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.