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ELIAS CONTRERAS
ELIAS JOSUE CONTRERAS
CRD#: 6330667
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 15375 MEMORIAL DR
HOUSTON, TX 77079
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2019 (4 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
California 8/19/2021

B
Texas 5/3/2019

B
Michigan 11/17/2023

IA
Texas 5/3/2019

B
Oklahoma 7/26/2019

B
Washington 8/19/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15375 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 5/3/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15375 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 5/3/2019

Previous Registration(s)
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IA
07/01/2014 - 05/07/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HOUSTON, TX
B
06/03/2014 - 05/07/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.