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Detailed Report
Franklin Joseph Giovannelli
FRANKLIN J GIOVANNELLI, F Joseph Giovannelli, Joe Giovannelli, Joey Giovannelli
CRD#: 6330438
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Hebron, OH
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2016 (<1 year)2 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2022 (5 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2021 (5 years)
License(s)

State Registrations

B
Ohio 8/24/2022
IA
Ohio 8/28/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Hebron, OH
Registered with this firm since 8/28/2022
B
EDWARD JONES (CRD#:250)
Hebron, OH
Registered with this firm since 8/23/2022
Previous Registration(s)
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B
 09/23/2016 - 08/20/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) COLUMBUS, OH
IA
 09/23/2016 - 12/31/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) COLUMBUS, OH
IA
 05/24/2016 - 09/08/2016 PNC INVESTMENTS (CRD#:129052) NEW ALBANY, OH
B
 01/12/2016 - 09/08/2016 PNC INVESTMENTS (CRD#:129052) NEW ALBANY, OH
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.