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Jaime L Diaz
JAIME L DIAZ, JAIME LUIS DIAZ, JAIME DIAZ
CRD#: 6328906
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1200 NORTH BELL BLVD.
CEDAR PARK, TX 78613
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)2015 - 2016 (<1 year)BESSEX NATIONAL SECURITIES, LLC (CRD# 25454)2015 - 2015 (<1 year)
License(s)

State Registrations

B
North Carolina 9/28/2022

IA
Texas 9/28/2022

B
Texas 9/28/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1200 NORTH BELL BLVD., CEDAR PARK, TX 78613
Registered with this firm since 9/28/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1200 NORTH BELL BLVD., CEDAR PARK, TX 78613
Registered with this firm since 9/28/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/08/2022 - 07/22/2022 EQUITABLE ADVISORS, LLC (CRD#:6627) LEANDER, TX
B
04/08/2022 - 07/22/2022 EQUITABLE ADVISORS, LLC (CRD#:6627) NEW YORK, NY
IA
08/08/2021 - 01/14/2022 PNC INVESTMENTS (CRD#:129052) NEW BRAUNFELS, TX
B
08/06/2021 - 01/14/2022 PNC INVESTMENTS (CRD#:129052) NEW BRAUNFELS, TX
IA
02/28/2019 - 07/07/2021 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) HILLSIDE, NJ
B
02/26/2019 - 07/07/2021 CETERA INVESTMENT SERVICES LLC (CRD#:15340) HILLSIDE, NJ
IA
04/02/2018 - 03/18/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) New York, NY
B
03/26/2018 - 03/18/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) New York, NY
IA
12/21/2016 - 03/21/2018 SANTANDER SECURITIES (CRD#:41791) ELIZABETH, NJ
B
01/15/2016 - 03/21/2018 SANTANDER SECURITIES LLC (CRD#:41791) ELIZABETH, NJ
B
10/22/2015 - 01/22/2016 INVEST FINANCIAL CORPORATION (CRD#:12984) MILLBURN, NJ
B
09/30/2015 - 10/15/2015 ESSEX NATIONAL SECURITIES, LLC (CRD#:25454) NAPA, CA
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.