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Detailed Report
JAMES MICHAEL BAKER
Jake Baker
CRD#: 6326173
IA
Investment Adviser
B
Broker
ARVEST WEALTH MANAGEMENTCRD#: 42057 500 BROADWAY
LITTLE ROCK, AR 72201
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2015 (<1 year)2 FIRMS2016 - 2018 (2 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arkansas 5/13/2019
IA
Missouri 11/17/2020
IA
Arkansas 5/13/2019
B
Oklahoma 11/17/2020
B
Kansas 11/17/2020
IA
Oklahoma 11/18/2020
IA
Kansas 11/19/2020
B
Texas 10/31/2024
B
Missouri 11/17/2020
IA
Texas 10/31/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARVEST WEALTH MANAGEMENT (CRD#:42057)
500 BROADWAY, LITTLE ROCK, AR 72201
Registered with this firm since 5/13/2019
B
ARVEST WEALTH MANAGEMENT (CRD#:42057)
500 BROADWAY, LITTLE ROCK, AR 72201
Registered with this firm since 5/13/2019
Previous Registration(s)
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IA
 03/08/2016 - 12/18/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Little Rock, AR
B
 03/02/2016 - 12/18/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Little Rock, AR
IA
 06/01/2015 - 11/23/2015 EDWARD JONES (CRD#:250) ST LOUIS, MO
B
 05/11/2015 - 11/23/2015 EDWARD JONES (CRD#:250) ST LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.