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JOSHUA BRETT FEINSTEIN
CRD#: 6325150
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 100 University Town Center Drive
Sarasota, FL 34243
Sarasota, FL 34243
0
Disclosures
10
Years of Experience
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State Registrations
B
Alabama 3/17/2021
B
Minnesota 1/16/2025
B
Arizona 7/15/2022
B
Mississippi 4/19/2021
B
Arkansas 10/25/2021
B
New Jersey 5/9/2017
B
California 6/21/2023
B
New York 5/9/2017
B
Colorado 1/2/2020
B
North Carolina 1/2/2020
B
Connecticut 5/9/2017
B
North Dakota 12/16/2024
B
Florida 5/9/2017
B
Ohio 1/2/2020
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Florida 3/18/2021
B
Pennsylvania 1/2/2020
B
Georgia 1/2/2020
B
Rhode Island 1/2/2020
B
Illinois 1/2/2020
B
South Carolina 1/22/2025
B
Iowa 4/21/2022
B
Tennessee 3/26/2024
B
Maryland 1/2/2020
B
Texas 1/2/2020
B
Massachusetts 1/2/2020
B
Virginia 1/2/2020
B
Michigan 7/15/2022
B
Washington 1/2/2020
SRO Registrations
B
B
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Registered with this firm since 4/11/2019
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Registered with this firm since 5/9/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/20/2015 - 01/11/2017 | MELVILLE, NY | |
B | 08/11/2014 - 01/16/2015 | Massapequa, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.