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Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2015 - 2017 (1 year)BFINANCIAL WEST GROUP (CRD# 16668)2014 - 2015 (1 year)IAFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2016 - 2017 (1 year)IAFINANCIAL WEST GROUP (CRD# 16668)2015 - 2015 (<1 year)
Disclosure(s)
View By:
5/8/2020
Financial
Final
License(s)

State Registrations

B
New York 3/18/2022

IA
New York 3/18/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
Niagara Falls, NY
Registered with this firm since 3/18/2022

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
Niagara Falls, NY
Registered with this firm since 3/18/2022

Previous Registration(s)
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IA
08/22/2017 - 02/28/2022 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) CARPINTERIA, CA
B
08/22/2017 - 02/28/2022 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) CARPINTERIA, CA
IA
08/29/2016 - 08/08/2017 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) AGOURA HILLS, CA
B
09/23/2015 - 08/08/2017 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) AGOURA HILLS, CA
IA
03/12/2015 - 09/18/2015 FINANCIAL WEST GROUP (CRD#:16668) WESTLAKE VILLAGE, CA
B
09/08/2014 - 09/18/2015 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
WESTLAKE VILLAGE, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.