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Detailed Report
RYAN CLARK SOUTHWICK
CRD#: 6323213
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 2 NORTH LAKE AVE
SUITE 1050
PASADENA, CA 91101
NYLIFE SECURITIES LLCCRD#: 5167 2 NORTH LAKE AVE
SUITE 1050
PASADENA, CA 91101
Registration History
2014201520162017201820192020202120222023202420252026IAEAGLE STRATEGIES LLC (CRD# 110826)2015 - Present (9 years)BNYLIFE SECURITIES LLC (CRD# 5167)2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 1/10/2017
B
Nevada 3/30/2022
B
California 8/18/2014
B
North Carolina 8/15/2023
IA
California 11/25/2015
B
Pennsylvania 4/26/2022
B
Colorado 1/3/2022
B
Texas 2/13/2015
B
Idaho 1/7/2022
IA
Texas 12/15/2016
B
Maine 6/26/2024
B
Washington 11/8/2023
B
Massachusetts 6/10/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
2 NORTH LAKE AVE SUITE 1050, PASADENA, CA 91101
Registered with this firm since 11/25/2015
B
NYLIFE SECURITIES LLC (CRD#:5167)
2 NORTH LAKE AVE SUITE 1050, PASADENA, CA 91101
Registered with this firm since 8/4/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.