Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Paul M Sands
NA NA, PAUL MARTIN SANDS
CRD#: 6322285
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1029 PASEO DEL PUEBLO NORTE
UNIT 4
EL PRADO, NM 87529
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 5/20/2015
B
New Mexico 6/23/2014
B
California 9/2/2014
IA
New Mexico 9/2/2014
B
Colorado 9/2/2014
B
Ohio 7/27/2022
B
Florida 1/30/2015
B
Oklahoma 12/12/2018
B
Hawaii 9/9/2022
B
Texas 9/2/2014
B
Michigan 9/2/2014
IA
Texas 1/9/2019
B
Missouri 1/16/2018
B
Virginia 9/2/2014
B
Montana 10/27/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1029 PASEO DEL PUEBLO NORTE UNIT 4, EL PRADO, NM 87529
Registered with this firm since 9/2/2014
B
EDWARD JONES (CRD#:250)
1029 PASEO DEL PUEBLO NORTE UNIT 4, EL PRADO, NM 87529
Registered with this firm since 5/30/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.