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Detailed Report
DANIEL J ANTOKAL
CRD#: 6320765
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 350 MAIN ROAD
SUITE 204
MONTVILLE, NJ 07045
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - 2025 (8 years)2 FIRMS2025 - Present (<1 year)
License(s)

State Registrations

B
California 3/6/2025
B
New York 3/6/2025
IA
California 3/6/2025
IA
New York 3/6/2025
B
Connecticut 3/6/2025
B
North Carolina 3/6/2025
IA
Connecticut 3/6/2025
IA
North Carolina 3/6/2025
B
District of Columbia 3/6/2025
B
South Carolina 3/6/2025
B
Florida 6/17/2016
IA
South Carolina 3/6/2025
IA
Florida 3/6/2025
B
Texas 3/6/2025
B
Illinois 3/6/2025
IA
Texas 3/6/2025
IA
Illinois 3/6/2025
IA
Vermont 3/6/2025
B
Maryland 3/6/2025
B
Virginia 3/6/2025
IA
Nevada 3/6/2025
IA
Virginia 3/6/2025
B
New Jersey 3/6/2025
IA
Washington 3/6/2025
IA
New Jersey 3/6/2025
IA
Wisconsin 3/6/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
350 MAIN ROAD SUITE 204, MONTVILLE, NJ 07045
Registered with this firm since 3/6/2025
B
LPL FINANCIAL LLC (CRD#:6413)
350 MAIN ROAD SUITE 204, MONTVILLE, NJ 07045
Registered with this firm since 3/6/2025
Previous Registration(s)
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IA
 06/17/2016 - 03/06/2025 IC ADVISORY SERVICES, INC. (CRD#:140190) MONTVILLE, NJ
B
 06/17/2016 - 03/06/2025 THE INVESTMENT CENTER, INC. (CRD#:17839) MONTVILLE, NJ
IA
 06/09/2014 - 05/16/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SADDLE BROOK, NJ
B
 05/21/2014 - 05/16/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SADDLE BROOK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.