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Detailed Report
Ashlee Fuglio
ASHLEE ANN FUGLIO, ASHLEE FUGLIO
CRD#: 6319690
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 Rocky River, OH
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2019 (1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - Present (6 years)BTD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2014 - 2016 (2 years)IATD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2015 - 2016 (1 year)
License(s)

State Registrations

B
Alabama 4/11/2019
B
Nevada 4/11/2019
B
Alaska 4/11/2019
B
New Hampshire 4/11/2019
B
Arizona 4/11/2019
B
New Jersey 4/11/2019
B
Arkansas 4/11/2019
B
New Mexico 4/11/2019
B
California 4/11/2019
B
New York 4/11/2019
B
Colorado 4/11/2019
B
North Carolina 4/11/2019
B
Connecticut 4/11/2019
B
North Dakota 4/11/2019
B
Delaware 4/11/2019
B
Ohio 4/11/2019
B
District of Columbia 4/11/2019
IA
Ohio 3/12/2025
B
Florida 4/11/2019
B
Oklahoma 4/11/2019
IA
Florida 9/27/2022
B
Oregon 4/11/2019
B
Georgia 4/11/2019
B
Pennsylvania 4/11/2019
B
Hawaii 4/11/2019
IA
Pennsylvania 2/28/2021
B
Idaho 4/11/2019
B
Puerto Rico 4/11/2019
B
Illinois 4/11/2019
B
Rhode Island 4/11/2019
B
Indiana 4/11/2019
B
South Carolina 4/11/2019
B
Iowa 4/11/2019
B
South Dakota 4/11/2019
B
Kansas 4/11/2019
B
Tennessee 4/11/2019
B
Kentucky 4/11/2019
B
Texas 4/11/2019
B
Louisiana 4/11/2019
IA
Texas 11/21/2022
B
Maine 4/11/2019
B
Utah 4/11/2019
B
Maryland 4/11/2019
B
Vermont 4/11/2019
B
Massachusetts 4/11/2019
B
Virgin Islands 4/11/2019
B
Michigan 4/11/2019
B
Virginia 4/11/2019
B
Minnesota 4/11/2019
B
Washington 4/11/2019
B
Mississippi 4/11/2019
B
West Virginia 4/11/2019
B
Missouri 4/11/2019
B
Wisconsin 4/11/2019
B
Montana 4/11/2019
B
Wyoming 4/11/2019
B
Nebraska 4/11/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
Rocky River, OH
1300 E 9th St Floor 18, Cleveland, OH 44114
Registered with this firm since 2/28/2021
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
Rocky River, OH
1300 E 9th St Floor 18, Cleveland, OH 44114
Registered with this firm since 4/11/2019
Previous Registration(s)
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IA
 01/02/2018 - 03/15/2019 BB&T SECURITIES, LLC (CRD#:142785) PHILADELPHIA, PA
B
 01/02/2018 - 03/15/2019 BB&T SECURITIES, LLC (CRD#:142785) PHILADELPHIA, PA
IA
 10/25/2016 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PHILADELPHIA, PA
B
 10/25/2016 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PHILADELPHIA, PA
IA
 02/16/2015 - 10/21/2016 TD PRIVATE CLIENT WEALTH LLC (CRD#:164484) PHILADELPHIA, PA
B
 05/28/2014 - 10/21/2016 TD PRIVATE CLIENT WEALTH LLC (CRD#:164484) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.