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SUKHJINDER SINGH THIND
SUKHJINDER THIND, SUKI THIND
CRD#: 6319312
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 535 N Brand Blvd
Ste 1000 and 950
Glendale, CA 91203
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)BAXA ADVISORS, LLC (CRD# 6627)2014 - 2015 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2015 - 2015 (<1 year)
License(s)

State Registrations

B
California 9/28/2016

IA
California 9/28/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
535 N Brand Blvd Ste 1000 and 950, Glendale, CA 91203
Duarte, CA
Registered with this firm since 9/28/2016

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
535 N Brand Blvd Ste 1000 and 950, Glendale, CA 91203
Duarte, CA
Registered with this firm since 9/28/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/03/2015 - 04/27/2015 AXA ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
B
08/20/2014 - 04/27/2015 AXA ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.