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Detailed Report
DANIEL PATRICK PALOMBO
DANIEL PALOMBO
CRD#: 6318497
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7000 LINCOLN DR E STE 301
MARLTON, NJ 08053
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026IAWELLS FARGO ADVISORS (CRD# 19616)2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 7/25/2024
B
New Hampshire 7/25/2024
B
California 7/25/2024
B
New Jersey 7/12/2024
B
Colorado 7/25/2024
IA
New Jersey 7/15/2024
B
Connecticut 7/25/2024
B
New York 7/25/2024
B
Delaware 7/25/2024
B
North Carolina 7/25/2024
B
District of Columbia 7/25/2024
B
Ohio 7/26/2024
B
Florida 7/25/2024
B
Oregon 7/25/2024
B
Georgia 7/25/2024
B
Pennsylvania 7/25/2024
B
Illinois 7/25/2024
B
Rhode Island 7/25/2024
B
Indiana 10/15/2024
B
South Carolina 7/25/2024
B
Iowa 8/15/2024
B
Tennessee 7/25/2024
B
Kentucky 10/15/2024
B
Texas 7/25/2024
B
Louisiana 7/25/2024
IA
Texas 7/25/2024
B
Maryland 7/25/2024
B
Vermont 7/25/2024
B
Massachusetts 7/25/2024
B
Virginia 7/25/2024
B
Michigan 7/25/2024
B
Washington 10/15/2024
B
Minnesota 7/25/2024
B
West Virginia 7/25/2024
B
Missouri 7/25/2024
B
Wisconsin 10/15/2024
B
Montana 10/15/2024
B
Wyoming 3/4/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 7/15/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Registered with this firm since 11/20/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.