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Stephen Wallace George
STEPHEN GEOGE, STEPHEN Wallace GEORGE, STEPHEN GEORGE
CRD#: 6318298
IA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1000 Winchester St. Ste 200
Fredericksburg, VA 22401
Fredericksburg, VA 22401
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1000 Winchester St. Ste 200
Fredericksburg, VA 22401
Fredericksburg, VA 22401
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Disclosures
9
Years of Experience
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State Registrations
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California 1/3/2023
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New York 1/3/2023
B
District of Columbia 1/3/2023
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North Carolina 1/4/2023
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Florida 1/3/2023
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Pennsylvania 1/3/2023
B
Georgia 1/3/2023
B
South Carolina 1/3/2023
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Idaho 1/3/2023
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Texas 1/3/2023
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Louisiana 1/3/2023
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Virginia 11/18/2021
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Maryland 1/3/2023
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Virginia 11/18/2021
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Montana 3/21/2024
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Washington 3/21/2024
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Nevada 1/3/2023
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West Virginia 1/3/2023
SRO Registrations
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Registered with this firm since 11/18/2021
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Registered with this firm since 11/18/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2020 - 06/26/2020 | Fredericksburg, VA | |
B | 01/16/2020 - 06/26/2020 | FREDERICKSBURG, VA | |
IA | 04/27/2017 - 01/14/2020 | STAFFORD, VA | |
B | 04/27/2017 - 01/14/2020 | STAFFORD, VA | |
IA | 09/15/2014 - 03/30/2017 | FREDERICKSBURG, VA | |
B | 05/28/2014 - 03/30/2017 | FREDERICKSBURG, VA |
Fredericksburg, VA
01/16/2020 - 06/26/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.