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BRANDON DOHERTY
BRANDON SEAN DOHERTY
CRD#: 6316960
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 410 AMHERST STREET
SUITE 310
NASHUA, NH 03063
SUITE 310
NASHUA, NH 03063
0
Disclosures
9
Years of Experience
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State Registrations
B
Massachusetts 8/25/2023
B
New Hampshire 7/11/2022
IA
Massachusetts 9/7/2023
IA
New Hampshire 7/11/2022
SRO Registrations
B
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IA
Registered with this firm since 7/11/2022
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Registered with this firm since 6/22/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2018 - 05/20/2021 | BOSTON, MA | |
B | 05/06/2014 - 05/20/2021 | MERRIMACK, NH | |
IA | 02/17/2015 - 07/13/2018 | MERRIMACK, NH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.