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JACOB SORIANO
JACOB PENIT SORIANO, JAKE PENIT SORIANO
CRD#: 6316221
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 30200 NORTHWESTERN HWY
FARMINGTON, MI 48334
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 30200 NORTHWESTERN HWY
FARMINGTON, MI 48334
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - 2023 (2 years)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2017 (1 year)BADP BROKER-DEALER, INC. (CRD# 37693)2014 - 2015 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2017 (1 year)
License(s)

State Registrations

B
Colorado 5/3/2024

B
Ohio 5/5/2024

B
Florida 4/14/2023

B
Texas 5/3/2024

B
Maryland 7/19/2024

IA
Texas 7/19/2024

B
Massachusetts 5/3/2024

B
Virginia 7/18/2023

B
Michigan 4/14/2023

B
Washington 9/29/2023

IA
Michigan 5/4/2023

B
Wisconsin 11/29/2023

B
Minnesota 12/15/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
30200 NORTHWESTERN HWY, FARMINGTON, MI 48334
Registered with this firm since 5/4/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
30200 NORTHWESTERN HWY, FARMINGTON, MI 48334
LAKE ORION, MI
Registered with this firm since 4/14/2023

Previous Registration(s)
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IA
09/15/2020 - 03/14/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BLOOMFIELD HILLS, MI
B
09/15/2020 - 03/14/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BLOOMFIELD HILLS, MI
IA
05/22/2017 - 09/28/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) ROCHESTER, MI
B
05/22/2017 - 09/28/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) ROCHESTER, MI
IA
03/10/2016 - 05/16/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BLOOMFIELD HILLS, MI
B
11/12/2015 - 05/16/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BLOOMFIELD HILLS, MI
B
05/07/2014 - 01/29/2015 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.