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FRANK KUO
JUNG HSI KUO, JUNG-HSI KUO
CRD#: 6316046
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5 PARK PLAZA 19TH & 20TH FLS
[LT/SB/SG-RBO]
IRVINE, CA 92614
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2023 (9 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - 2023 (5 years)
License(s)

State Registrations

B
California 11/10/2023

B
Illinois 1/17/2025

IA
California 11/13/2023

B
Nevada 11/10/2023

B
Florida 7/16/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5 PARK PLAZA 19TH & 20TH FLS [LT/SB/SG-RBO], IRVINE, CA 92614
6360 IRVINE BLVD, IRVINE, CA 92620
Registered with this firm since 11/10/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5 PARK PLAZA 19TH & 20TH FLS [LT/SB/SG-RBO], IRVINE, CA 92614
6360 IRVINE BLVD, IRVINE, CA 92620
Registered with this firm since 11/10/2023

Previous Registration(s)
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IA
03/14/2018 - 11/10/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) IRVINE, CA
B
04/19/2014 - 11/10/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) IRVINE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.