• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ALISHA DEANN HOLT
ALISHA HOLT, Alisha Deann Holt, ALISHA DEANN KARNAFEL, ALISHA DEANN ROBERTSON
CRD#: 6315764
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1320 E MCANDREWS RD
MEDFORD, OR 97504
Registration History
2014201520162017201820192020202120222023202420252 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2020 (5 years)
License(s)

State Registrations

B
Oregon 8/23/2024

IA
Washington 8/26/2024

IA
Oregon 8/23/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1320 E MCANDREWS RD, MEDFORD, OR 97504
Registered with this firm since 8/23/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1320 E MCANDREWS RD, MEDFORD, OR 97504
Registered with this firm since 8/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/23/2022 - 08/08/2024 KEY INVESTMENT SERVICES LLC (CRD#:136300) Medford, OR
B
11/22/2022 - 08/08/2024 KEY INVESTMENT SERVICES LLC (CRD#:136300) Medford, OR
IA
03/09/2022 - 08/04/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASO ROBLES, CA
B
03/09/2022 - 08/04/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASO ROBLES, CA
IA
11/02/2020 - 01/26/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN LUIS OBISPO, CA
B
03/18/2020 - 01/26/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN LUIS OBISPO, CA
B
05/03/2014 - 02/04/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASO ROBLES, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.