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ALWA KAZURI GORDON
ALWA GORDON
CRD#: 6315446
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1700 41ST AVE
CAPITOLA, CA 95010
Registration History
2014201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2018 - Present (6 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - Present (10 years)
License(s)

State Registrations

B
California 5/13/2014

B
New York 9/26/2024

IA
California 1/6/2021

B
Puerto Rico 1/18/2024

B
Colorado 6/17/2021

B
Texas 6/21/2018

B
Nevada 12/11/2020

IA
Texas 7/6/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1700 41ST AVE, CAPITOLA, CA 95010
Registered with this firm since 7/6/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1700 41ST AVE, CAPITOLA, CA 95010
Registered with this firm since 5/3/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.