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Detailed Report
MARELLE SYLVESTER
MARELLE A SYLVESTER, MARELLE ASHA SYLVESTER
CRD#: 6315046
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S TRYON ST 44TH FL
[N1/N9-RBO]
CHARLOTTE, NC 28202
Registration History
20162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2023 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2021 - 2022 (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2018 - 2020 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2018 (2 years)
License(s)

State Registrations

B
North Carolina 4/1/2022
IA
North Carolina 3/8/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S TRYON ST 44TH FL [N1/N9-RBO], CHARLOTTE, NC 28202
Registered with this firm since 3/8/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S TRYON ST 44TH FL [N1/N9-RBO], CHARLOTTE, NC 28202
Registered with this firm since 4/1/2022
Previous Registration(s)
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B
 10/04/2021 - 03/03/2022 LPL FINANCIAL LLC (CRD#:6413) MATTHEWS, NC
B
 11/01/2018 - 10/29/2020 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
B
 01/25/2016 - 07/02/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIDLAND, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.