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Detailed Report
Matthew M Baarts
MATTHEW MICHAEL BAARTS
CRD#: 6313735
IA
Investment Adviser
B
Broker
T. ROWE PRICE ADVISORY SERVICES, INC.CRD#: 108958 FINANCIAL CENTER TWO
2220 BRIARGATE PARKWAY
COLORADO SPRINGS, CO 80920
T. ROWE PRICE INVESTMENT SERVICES, INC.CRD#: 8348 FINANCIAL CENTER TWO
2220 BRIARGATE PARKWAY
COLORADO SPRINGS, CO 80920
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2014 - 2022 (7 years)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2016 - 2022 (5 years)
License(s)

State Registrations

B
Alabama 5/18/2022
B
Montana 5/18/2022
B
Alaska 5/18/2022
B
Nebraska 5/18/2022
B
Arizona 5/18/2022
B
Nevada 5/18/2022
B
Arkansas 5/18/2022
B
New Hampshire 5/18/2022
B
California 5/18/2022
B
New Jersey 5/18/2022
B
Colorado 5/18/2022
B
New Mexico 5/18/2022
IA
Colorado 5/18/2022
B
New York 5/18/2022
B
Connecticut 5/18/2022
B
North Carolina 5/18/2022
B
Delaware 5/18/2022
B
North Dakota 5/18/2022
B
District of Columbia 5/18/2022
B
Ohio 5/18/2022
B
Florida 5/18/2022
B
Oklahoma 5/18/2022
B
Georgia 5/18/2022
B
Oregon 5/18/2022
B
Hawaii 5/18/2022
B
Pennsylvania 5/18/2022
B
Idaho 5/18/2022
B
Puerto Rico 5/18/2022
B
Illinois 5/18/2022
B
Rhode Island 5/18/2022
B
Indiana 5/18/2022
B
South Carolina 5/18/2022
B
Iowa 5/18/2022
B
South Dakota 5/18/2022
B
Kansas 5/18/2022
B
Tennessee 5/18/2022
B
Kentucky 5/18/2022
B
Texas 5/18/2022
B
Louisiana 5/18/2022
B
Utah 5/18/2022
B
Maine 5/18/2022
B
Vermont 5/18/2022
B
Maryland 5/18/2022
B
Virgin Islands 5/18/2022
B
Massachusetts 5/18/2022
B
Virginia 5/18/2022
B
Michigan 5/18/2022
B
Washington 5/18/2022
B
Minnesota 5/18/2022
B
West Virginia 5/18/2022
B
Mississippi 5/18/2022
B
Wisconsin 5/18/2022
B
Missouri 5/18/2022
B
Wyoming 5/18/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348)
FINANCIAL CENTER TWO 2220 BRIARGATE PARKWAY, COLORADO SPRINGS, CO 80920
Colorado Springs, CO
Registered with this firm since 5/18/2022
IA
T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958)
FINANCIAL CENTER TWO 2220 BRIARGATE PARKWAY, COLORADO SPRINGS, CO 80920
Registered with this firm since 5/18/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/04/2022 - 04/19/2022 ADVISED ASSETS GROUP, LLC (CRD#:112058) Colorado Springs, CO
B
 02/04/2022 - 04/19/2022 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
IA
 02/23/2016 - 01/25/2022 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) COLORADO SPRINGS, CO
B
 11/04/2014 - 01/25/2022 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) COLORADO SPRINGS, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.