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Detailed Report
ROBERT EDWARD BROWN
CRD#: 6313211
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 5128 APACHE PLUME RD
STE 340
FORT WORTH, TX 76109
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 5128 APACHE PLUME RD
STE 340
FORT WORTH, TX 76109
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Alabama 2/17/2021
B
New Hampshire 2/17/2021
B
Arizona 2/17/2021
B
New Jersey 2/17/2021
B
Arkansas 2/17/2021
B
New Mexico 2/17/2021
B
California 2/17/2021
B
New York 2/17/2021
B
Colorado 2/17/2021
B
North Carolina 2/17/2021
B
Connecticut 2/17/2021
B
North Dakota 2/17/2021
B
Florida 2/17/2021
B
Ohio 2/17/2021
B
Georgia 2/17/2021
B
Oklahoma 2/17/2021
B
Idaho 2/17/2021
B
Oregon 2/17/2021
B
Illinois 2/17/2021
B
Pennsylvania 2/17/2021
B
Indiana 2/17/2021
B
Puerto Rico 2/17/2021
B
Iowa 2/17/2021
B
Rhode Island 2/17/2021
B
Kansas 3/3/2023
B
South Carolina 2/17/2021
B
Kentucky 2/17/2021
B
Tennessee 2/17/2021
B
Louisiana 2/17/2021
B
Texas 2/17/2021
B
Maryland 2/17/2021
IA
Texas 2/17/2021
B
Massachusetts 2/17/2021
B
Utah 2/17/2021
B
Michigan 2/17/2021
B
Vermont 3/3/2023
B
Minnesota 2/17/2021
B
Virginia 2/17/2021
B
Mississippi 2/17/2021
B
Washington 2/17/2021
B
Missouri 2/17/2021
B
Wisconsin 2/17/2021
B
Nebraska 2/17/2021
B
Wyoming 5/12/2023
B
Nevada 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
5128 APACHE PLUME RD STE 340, FORT WORTH, TX 76109
ALEDO, TX
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
5128 APACHE PLUME RD STE 340, FORT WORTH, TX 76109
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 05/04/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 05/04/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 02/25/2016 - 05/07/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
B
 02/25/2016 - 05/07/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
IA
 11/19/2014 - 12/18/2015 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) WACO, TX
B
 09/12/2014 - 12/18/2015 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) WACO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.