Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
REBECCA ANN WYCHOCK
REBECCA ANN WINDER
CRD#: 6313122
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 899 Cassatt Road
Suite 100
Berwyn, PA 19312
Registration History
201820192020202120222023202420252026IAMORGAN STANLEY (CRD# 149777)2019 - Present (5 years)BMORGAN STANLEY (CRD# 149777)2018 - Present (7 years)
License(s)

State Registrations

B
Alabama 11/15/2019
B
Nevada 11/15/2019
B
Arizona 11/15/2019
B
New Hampshire 1/5/2023
B
California 11/15/2019
B
New Jersey 11/15/2019
B
Colorado 11/15/2019
B
New York 11/15/2019
B
Connecticut 11/15/2019
B
North Carolina 11/15/2019
B
Delaware 11/15/2019
B
Ohio 11/17/2019
B
District of Columbia 11/22/2022
B
Oregon 11/15/2019
B
Florida 11/15/2019
B
Pennsylvania 10/12/2019
B
Georgia 11/15/2019
IA
Pennsylvania 10/12/2019
B
Illinois 11/15/2019
B
Rhode Island 11/15/2019
B
Indiana 11/15/2019
B
South Carolina 11/15/2019
B
Iowa 9/28/2020
B
Tennessee 11/30/2021
B
Kentucky 11/15/2019
B
Texas 11/15/2019
B
Louisiana 11/15/2019
IA
Texas 4/23/2020
B
Maine 4/5/2022
B
Utah 7/14/2021
B
Maryland 11/15/2019
B
Vermont 12/2/2019
B
Massachusetts 11/15/2019
B
Virginia 11/15/2019
B
Michigan 11/15/2019
B
Washington 11/15/2019
B
Missouri 11/15/2019
B
Wyoming 9/17/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
899 Cassatt Road Suite 100, Berwyn, PA 19312
Registered with this firm since 10/12/2019
B
MORGAN STANLEY (CRD#:149777)
899 Cassatt Road Suite 100, Berwyn, PA 19312
Registered with this firm since 1/9/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.