Individual Firm
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JULIA M SINCLAIR
JULIE MAC, Julia Mac
CRD#: 6312627
IA
B
MORGAN STANLEYCRD#: 149777 9665 Wilshire Boulevard
Suite 600
Beverly Hills, CA 90212
Suite 600
Beverly Hills, CA 90212
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Arizona 11/4/2020
B
Michigan 11/4/2020
B
Arkansas 1/12/2022
B
Minnesota 6/1/2022
B
California 11/4/2020
B
Nevada 11/4/2020
IA
California 11/4/2020
B
New Hampshire 11/4/2020
B
Connecticut 11/4/2020
B
New Mexico 11/4/2020
B
District of Columbia 4/5/2022
B
New York 11/4/2020
B
Florida 11/4/2020
B
North Carolina 11/4/2020
B
Georgia 11/4/2020
B
Oregon 11/4/2020
B
Hawaii 1/12/2022
B
Pennsylvania 11/4/2020
B
Illinois 11/4/2020
B
Rhode Island 10/3/2022
B
Iowa 11/4/2020
B
Texas 11/4/2020
B
Kansas 11/4/2020
IA
Texas 11/4/2020
B
Louisiana 7/2/2024
B
Virginia 11/4/2020
B
Maine 11/4/2020
B
Washington 11/4/2020
B
Maryland 11/4/2020
B
Wisconsin 11/4/2020
B
Massachusetts 11/4/2020
B
Wyoming 11/4/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/4/2020
B
Registered with this firm since 11/4/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/06/2018 - 08/03/2020 | BEVERLY HILLS, CA | |
B | 03/06/2018 - 08/03/2020 | BEVERLY HILLS, CA | |
IA | 01/18/2017 - 01/02/2018 | El Segundo, CA | |
B | 01/18/2017 - 01/02/2018 | El Segundo, CA | |
IA | 07/28/2016 - 12/05/2016 | LOS ANGELES, CA | |
IA | 06/30/2014 - 06/16/2016 | LOS ANGELES, CA | |
B | 04/22/2014 - 06/03/2016 | LOS ANGELES, CA |
BEVERLY HILLS, CA
03/06/2018 - 08/03/2020
BEVERLY HILLS, CA
03/06/2018 - 08/03/2020
El Segundo, CA
01/18/2017 - 01/02/2018
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.