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Detailed Report
Jonathan David Abbuehl
JON ABBUEHL, JONATHAN DAVID ABBUEHL, Jonathan Abbuehl
CRD#: 6312608
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 6151 Lake Osprey Drive
3rd Floor
Sarasota, FL 34240
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2015 (1 year)
License(s)

State Registrations

B
Alabama 10/28/2020
B
New Jersey 9/29/2021
B
Connecticut 2/3/2023
B
New York 8/15/2017
B
Delaware 1/2/2024
B
North Carolina 9/29/2021
B
Florida 8/15/2017
B
Ohio 3/26/2024
IA
Florida 8/17/2017
B
Oregon 3/23/2022
B
Georgia 10/28/2020
B
Pennsylvania 6/23/2022
B
Illinois 1/12/2022
B
Tennessee 12/27/2018
B
Kentucky 11/1/2024
B
Texas 6/15/2022
B
Maryland 5/25/2023
B
Vermont 5/28/2024
B
Massachusetts 10/28/2021
B
Virginia 2/28/2022
B
Michigan 2/15/2022
B
Washington 9/19/2023
B
Minnesota 4/16/2024
B
Wisconsin 1/30/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
6151 Lake Osprey Drive 3rd Floor, Sarasota, FL 34240
Bradenton, FL
Registered with this firm since 8/17/2017
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
6151 Lake Osprey Drive 3rd Floor, Sarasota, FL 34240
Bradenton, FL
Registered with this firm since 8/15/2017
Previous Registration(s)
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IA
 11/24/2015 - 07/17/2017 MORGAN STANLEY (CRD#:149777) CEDAR RAPIDS, IA
B
 10/27/2015 - 07/17/2017 MORGAN STANLEY (CRD#:149777) CEDAR RAPIDS, IA
B
 04/04/2014 - 08/12/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.