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Detailed Report
JENNIFER BARRIOS
CRD#: 6310645
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 3027 EAST WARM SPRINGS RD #100
LAS VEGAS, NV 89120
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2021 - Present (4 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2016 - 2019 (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2015 - 2015 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2017 - 2019 (1 year)
License(s)

State Registrations

B
Nevada 2/3/2021
IA
Nevada 2/3/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
3027 EAST WARM SPRINGS RD #100, LAS VEGAS, NV 89120
Registered with this firm since 2/3/2021
B
LPL FINANCIAL LLC (CRD#:6413)
3027 EAST WARM SPRINGS RD #100, LAS VEGAS, NV 89120
Registered with this firm since 1/22/2021
Previous Registration(s)
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IA
 12/20/2017 - 08/27/2019 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) LAS VEGAS, NV
B
 02/04/2016 - 08/27/2019 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LAS VEGAS, NV
B
 06/08/2015 - 12/18/2015 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LAS VEGAS, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.