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Detailed Report
Brian E Hand
BRIAN EDWARD HAND MR, BRIAN EDWARD HAND
CRD#: 6310528
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Costa Mesa, CA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Costa Mesa, CA
Registration History
2014201520162017201820192020202120222023202420252026IAEMPOWER ADVISORY GROUP, LLC (CRD# 112058)2020 - Present (4 years)BEMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)2019 - Present (5 years)BAMERITAS INVESTMENT CORP. (CRD# 14869)2014 - 2017 (3 years)
License(s)

State Registrations

B
Arizona 1/23/2020
B
Oregon 1/23/2020
B
California 1/23/2020
B
Washington 1/23/2020
IA
California 9/23/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Costa Mesa, CA
Registered with this firm since 9/23/2020
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Costa Mesa, CA
Registered with this firm since 11/22/2019
Previous Registration(s)
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B
 07/17/2014 - 11/07/2017 AMERITAS INVESTMENT CORP. (CRD#:14869) GARDEN GROVE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.