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LINDY MARLENE BROCK
LINDY MARLENE HOGAN, LINDY SHODA
CRD#: 6310394
IA
B
OSAIC WEALTH, INC.CRD#: 23131 16910 S US HIGHWAY 441
BAYLEE PLAZA SUITE 203
SUMMERFIELD, FL 34491
BAYLEE PLAZA SUITE 203
SUMMERFIELD, FL 34491
0
Disclosures
9
Years of Experience
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State Registrations
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Connecticut 9/1/2023
IA
Florida 9/1/2023
B
Florida 9/1/2023
SRO Registrations
B
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IA
Registered with this firm since 9/1/2023
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Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/28/2016 - 09/01/2023 | SUMMERFIELD, FL | |
B | 03/17/2016 - 09/01/2023 | SUMMERFIELD, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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