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Detailed Report
Matthew B Malten
CRD#: 6310245
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1233 N MAYFAIR ROAD SUITE 115
WAUWATOSA, WI 53226
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
California 10/24/2017
B
North Carolina 11/6/2019
B
District of Columbia 11/6/2019
B
Ohio 11/6/2019
B
Florida 1/4/2018
B
Tennessee 12/21/2023
B
Illinois 8/4/2014
B
Texas 6/4/2018
B
Minnesota 8/30/2023
IA
Texas 1/9/2019
B
Missouri 8/4/2014
B
Washington 4/10/2019
B
Nevada 11/6/2019
B
Wisconsin 6/9/2014
B
New Mexico 2/5/2015
IA
Wisconsin 8/4/2014
B
New York 11/6/2019
B
Wyoming 7/6/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1233 N MAYFAIR ROAD SUITE 115, WAUWATOSA, WI 53226
Registered with this firm since 8/4/2014
B
EDWARD JONES (CRD#:250)
1233 N MAYFAIR ROAD SUITE 115, WAUWATOSA, WI 53226
Registered with this firm since 5/13/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.