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Detailed Report
DENISE S LEE
DENISE L HAM, Denise Lee
CRD#: 6309502
IA
Investment Adviser
MARRICK WEALTHCRD#: 164758 2211 MICHELSON DRIVE
SUITE 545
IRVINE, CA 92612
Registration History
2014201520162017201820192020202120222023202420252026IAMARRICK WEALTH (CRD# 164758)2022 - Present (2 years)IASPECTRUM CAPITAL INVESTMENT GR... (CRD# 135530)2015 - 2021 (5 years)IAEMPIRICAL WEALTH MANAGEMENT (CRD# 152622)2017 - 2018 (<1 year)IARONALD BLUE & CO. LLC (CRD# 104605)2014 - 2015 (1 year)
License(s)

State Registrations

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California 7/21/2022
Current Registration(s)
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MARRICK WEALTH (CRD#:164758)
2211 MICHELSON DRIVE SUITE 545, IRVINE, CA 92612
Registered with this firm since 7/21/2022
Previous Registration(s)
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 07/08/2015 - 03/09/2021 SPECTRUM CAPITAL INVESTMENT GROUP, INC. (CRD#:135530) IRVINE, CA
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 11/29/2017 - 02/28/2018 EMPIRICAL WEALTH MANAGEMENT (CRD#:152622) Irvine, CA
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 04/26/2014 - 07/01/2015 RONALD BLUE & CO. LLC (CRD#:104605) SANTA ANA, CA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.