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ROBERT BRICKEY
ROBERT CHRISTOPHER BRICKEY
CRD#: 6309270
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 1301 EASTCHESTER DR STE 202
SUITE 240
HIGH POINT, NC 27265
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2018 - 2024 (5 years)BLINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2016 - 2017 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2014 - 2016 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2021 - 2024 (3 years)
License(s)

State Registrations

B
California 11/14/2024

B
South Carolina 11/14/2024

B
Florida 11/15/2024

B
Texas 11/14/2024

B
North Carolina 11/14/2024

IA
Texas 11/14/2024

IA
North Carolina 11/14/2024

B
Virginia 11/14/2024

SRO Registrations

Indicates the registration is currently inactive due to incomplete Continuing Education or Fingerprint Requirements.
Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
1301 EASTCHESTER DR STE 202 SUITE 240, HIGH POINT, NC 27265
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
1301 EASTCHESTER DR STE 202 SUITE 240, HIGH POINT, NC 27265
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/17/2024 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) High Point, NC
B
06/17/2024 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) High Point, NC
IA
02/04/2021 - 06/24/2024 LPL FINANCIAL LLC (CRD#:6413) FAYETTEVILLE, NC
B
10/05/2018 - 06/24/2024 LPL FINANCIAL LLC (CRD#:6413) FAYETTEVILLE, NC
B
06/01/2016 - 05/23/2017 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) FAYETTEVILLE, NC
B
09/02/2014 - 04/06/2016 AXA ADVISORS, LLC (CRD#:6627) RALEIGH, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.