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KRISTI NICOLE BERG
KRISTI N BERG, KRISTI NICOLE KITTLESON
CRD#: 6309109
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2824 Prairie Lakes Dr Ste 205
Sun Prairie, WI 53590
Sun Prairie, WI 53590
0
Disclosures
10
Years of Experience
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State Registrations
B
Arizona 12/11/2020
B
Texas 12/11/2020
B
California 12/11/2020
IA
Texas 12/11/2020
B
Indiana 12/11/2020
B
Virginia 12/11/2020
B
Iowa 12/11/2020
B
Wisconsin 12/11/2020
B
Minnesota 3/5/2021
IA
Wisconsin 12/11/2020
B
Ohio 9/27/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 12/11/2020
B
Registered with this firm since 12/11/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/02/2015 - 12/14/2020 | MONONA, WI | |
B | 05/14/2014 - 12/14/2020 | MONONA, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.