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Detailed Report
Timothy Lee Talbot
TIMOTHY TALBOT
CRD#: 6307806
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 6430 TRANSIT RD STE 100
DEPEW, NY 14043
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2017 - 2022 (5 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2014 - 2017 (2 years)IANEXT FINANCIAL GROUP, INC. (CRD# 46214)2021 - 2022 (1 year)
License(s)

State Registrations

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Florida 6/14/2024
IA
New York 6/14/2024
B
Idaho 6/14/2024
B
Pennsylvania 6/14/2024
B
Nevada 6/14/2024
B
South Carolina 10/17/2024
B
New York 6/14/2024
B
Virginia 6/14/2024

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
6430 TRANSIT RD STE 100, DEPEW, NY 14043
2382 NY-19, WARSAW, NY 14569
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
6430 TRANSIT RD STE 100, DEPEW, NY 14043
2382 NY-19, WARSAW, NY 14569
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 08/19/2022 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) DEPEW, NY
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 08/19/2022 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) DEPEW, NY
IA
 06/11/2021 - 08/19/2022 NEXT FINANCIAL GROUP, INC. (CRD#:46214) Depew, NY
B
 01/09/2017 - 08/19/2022 NEXT FINANCIAL GROUP, INC. (CRD#:46214) Depew, NY
B
 03/17/2014 - 01/12/2017 PRUCO SECURITIES, LLC. (CRD#:5685) Clarence, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.