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MICHAEL A BROWN
MIKE BROWN
CRD#: 6306303
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1070 Yard Street
Columbus (Grandview), OH 43212
Columbus (Grandview), OH 43212
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Arizona 2/24/2025
B
Nevada 2/24/2025
B
Arkansas 2/24/2025
B
New Jersey 2/24/2025
B
California 2/24/2025
B
New York 12/15/2023
B
Colorado 1/8/2025
IA
North Carolina 12/15/2023
B
District of Columbia 12/15/2023
B
North Carolina 1/2/2024
B
Florida 3/4/2024
B
Ohio 12/15/2023
B
Georgia 12/15/2023
IA
Ohio 12/15/2023
B
Illinois 12/15/2023
B
Pennsylvania 12/15/2023
B
Indiana 12/15/2023
B
Rhode Island 12/15/2023
IA
Indiana 12/15/2023
B
South Carolina 12/15/2023
B
Iowa 12/15/2023
B
Tennessee 12/15/2023
B
Kentucky 12/15/2023
B
Texas 2/24/2025
B
Maine 2/24/2025
IA
Texas 2/24/2025
B
Maryland 2/24/2025
B
Virginia 2/24/2025
B
Massachusetts 2/24/2025
B
Washington 12/15/2023
B
Missouri 2/24/2025
B
West Virginia 2/24/2025
B
Nebraska 2/24/2025
SRO Registrations
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/15/2023
B
Registered with this firm since 12/15/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/25/2017 - 12/19/2023 | COLUMBUS, OH | |
B | 10/25/2017 - 12/19/2023 | COLUMBUS, OH | |
IA | 07/24/2014 - 06/15/2017 | LOUISVILLE, KY | |
B | 04/15/2014 - 06/15/2017 | LOUISVILLE, KY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.