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Detailed Report
Winston Trenton Trotter
WINSTON TRENTON TROTTER III, WINSTON TROTTER, Winston T Trotter III, Winston T Trotter
CRD#: 6305526
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2221 E LAMAR BLVD
STE 220
ARLINGTON, TX 76006-7418
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2018 (4 years)2 FIRMS2019 - 2019 (<1 year)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
California 1/28/2021
B
North Carolina 1/7/2025
B
District of Columbia 1/11/2022
B
Texas 1/11/2021
B
Illinois 10/23/2023
IA
Texas 1/11/2021
B
Louisiana 9/9/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2221 E LAMAR BLVD STE 220, ARLINGTON, TX 76006-7418
Allen, TX
Registered with this firm since 1/11/2021
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2221 E LAMAR BLVD STE 220, ARLINGTON, TX 76006-7418
Allen, TX
Registered with this firm since 1/11/2021
Previous Registration(s)
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IA
 05/21/2019 - 07/31/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Richardson, TX
B
 05/21/2019 - 07/31/2019 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Richardson, TX
IA
 12/04/2014 - 06/08/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PLANO, TX
B
 06/02/2014 - 06/08/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PLANO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.