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Lisa Marie Hardy
LISA REPISCAK
CRD#: 6304908
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1 TOWER LANE-STE 1700
OAKBROOK TERRACE TOWER
OAKBROOK TERRACE, IL 60181
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alaska 12/16/2024

B
Nebraska 12/16/2024

B
California 12/16/2024

B
New Hampshire 12/16/2024

B
Colorado 12/16/2024

B
New Jersey 12/16/2024

B
Connecticut 12/16/2024

B
New Mexico 12/16/2024

B
Florida 12/16/2024

B
North Carolina 12/16/2024

B
Georgia 12/16/2024

B
Ohio 12/16/2024

B
Hawaii 12/16/2024

B
Oregon 12/16/2024

B
Illinois 12/11/2024

B
South Carolina 12/16/2024

IA
Illinois 12/11/2024

B
Tennessee 12/16/2024

B
Indiana 12/16/2024

B
Texas 12/16/2024

B
Iowa 12/16/2024

B
Vermont 12/16/2024

B
Massachusetts 12/16/2024

B
Virginia 12/16/2024

B
Michigan 12/16/2024

B
Washington 12/16/2024

B
Minnesota 12/16/2024

B
Wisconsin 12/16/2024

B
Missouri 12/16/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 TOWER LANE-STE 1700 OAKBROOK TERRACE TOWER, OAKBROOK TERRACE, IL 60181
Registered with this firm since 12/11/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 TOWER LANE-STE 1700 OAKBROOK TERRACE TOWER, OAKBROOK TERRACE, IL 60181
Registered with this firm since 8/24/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.