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Detailed Report
Jason Wintersteen
JASON TODD WINTERSTEEN
CRD#: 6304858
IA
Investment Adviser
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Previous Broker
STEVENS CAPITAL PARTNERSCRD#: 317517 15514 SPAULDING PLAZA
SUITE D02
OMAHA, NE 68116
Registration History
20142015201620172018201920202021202220232024202520263 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - 2021 (<1 year)IASTEVENS CAPITAL PARTNERS (CRD# 317517)2022 - Present (2 years)IASTRATOS WEALTH ADVISORS LLC (CRD# 283816)2021 - 2022 (<1 year)
License(s)

State Registrations

IA
Nebraska 5/31/2022
IA
New York 9/15/2022
Current Registration(s)
IA
STEVENS CAPITAL PARTNERS (CRD#:317517)
15514 SPAULDING PLAZA SUITE D02, OMAHA, NE 68116
Registered with this firm since 5/31/2022
Previous Registration(s)
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IA
 09/14/2021 - 04/01/2022 STRATOS WEALTH ADVISORS LLC (CRD#:283816) OMAHA, NE
IA
 04/07/2021 - 09/07/2021 FBL WEALTH MANAGEMENT, LLC (CRD#:291396) West Des Moines, IA
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 04/07/2021 - 09/07/2021 FBL MARKETING SERVICES, LLC (CRD#:5309) Omaha, NE
IA
 05/20/2014 - 03/30/2021 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
IA
 05/20/2014 - 03/30/2021 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
B
 04/01/2014 - 03/30/2021 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.