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Detailed Report
JUAN S ALZATE
JUAN SEBASTIAN ALZATE, Juan S Alzate, Juan Alzate
CRD#: 6304351
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 501 UNION BLVD
TOTOWA, NJ 07512
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2022 - 2022 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2014 - 2016 (2 years)
Disclosure(s)
View By:
8/1/2018
Financial
Final
License(s)

State Registrations

B
Florida 5/3/2024
IA
New Jersey 5/2/2024
B
Georgia 1/21/2025
B
New York 5/2/2024
B
New Jersey 5/2/2024
B
Pennsylvania 5/2/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
501 UNION BLVD, TOTOWA, NJ 07512
141 ELMORA AVE, ELIZABETH, NJ 07202
Registered with this firm since 5/2/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
501 UNION BLVD, TOTOWA, NJ 07512
141 ELMORA AVE, ELIZABETH, NJ 07202
Registered with this firm since 5/2/2024
Previous Registration(s)
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IA
 08/31/2022 - 05/03/2024 SANTANDER SECURITIES (CRD#:41791) Elizabeth, NJ
B
 08/30/2022 - 05/03/2024 SANTANDER SECURITIES LLC (CRD#:41791) Elizabeth, NJ
B
 06/22/2022 - 08/25/2022 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ENGLEWOOD, NJ
IA
 08/30/2018 - 06/09/2022 SANTANDER SECURITIES (CRD#:41791) Newark, NJ
B
 08/29/2018 - 06/09/2022 SANTANDER SECURITIES LLC (CRD#:41791) Newark, NJ
IA
 09/21/2016 - 08/27/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLIFTON, NJ
B
 09/16/2016 - 08/27/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CLIFTON, NJ
B
 04/07/2014 - 09/21/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) WESTFIELD, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.