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Detailed Report
Alan John Wesenberg
CRD#: 6304322
IA
Investment Adviser
B
Broker
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 605 Wooten Rd, Ste 130
Colorado Springs, CO 80915
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 615 Wooten Road
Suite 130
COLORADO SPRINGS, CO 80915
Registration History
2014201520162017201820192020202120222023202420252026IAFIRST COMMAND ADVISORY SERVICES (CRD# 281958)2015 - Present (9 years)BFIRST COMMAND BROKERAGE SERVIC... (CRD# 3641)2014 - Present (11 years)IAFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2014 - 2015 (1 year)
License(s)

State Registrations

B
Colorado 6/18/2014
B
New Mexico 1/6/2023
IA
Colorado 12/15/2015
B
New York 4/26/2017
B
Florida 3/22/2023
B
Ohio 10/19/2023
B
Idaho 4/1/2024
B
Oklahoma 4/19/2022
B
Illinois 7/10/2024
B
South Carolina 3/6/2024
B
Kansas 6/6/2023
B
Texas 5/12/2017
B
Maine 1/6/2022
IA
Texas 6/8/2017
B
Massachusetts 4/10/2015
B
Utah 5/24/2021
B
Michigan 6/3/2024
B
Virginia 6/3/2020
B
Montana 8/17/2017
B
Washington 6/11/2021
B
Nevada 11/13/2024
B
West Virginia 1/5/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST COMMAND ADVISORY SERVICES (CRD#:281958)
605 Wooten Rd, Ste 130, Colorado Springs, CO 80915
Colorado Springs, CO
Registered with this firm since 12/15/2015
B
FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641)
615 Wooten Road Suite 130, COLORADO SPRINGS, CO 80915
Colorado Springs, CO
Registered with this firm since 3/27/2014
Previous Registration(s)
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IA
 04/14/2014 - 12/15/2015 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) GOLDSBORO, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.