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Detailed Report
Jake Efron Landau
JAKE E LANDAU
CRD#: 6302427
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 100 Matsonford Road
Suite 301
Radnor, PA 19087
CHARLES SCHWAB & CO., INC.CRD#: 5393 100 Matsonford Rd.
Suite 301
Radnor, PA 19087
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2014 - 2023 (9 years)
License(s)

State Registrations

B
California 9/24/2024
B
New York 6/14/2024
B
Delaware 6/14/2024
B
North Carolina 7/20/2024
B
Florida 6/14/2024
B
Pennsylvania 5/8/2024
B
Maine 9/24/2024
IA
Pennsylvania 5/8/2024
B
Maryland 7/20/2024
IA
Texas 6/14/2024
B
Michigan 7/15/2024
B
Texas 1/2/2025
B
New Hampshire 9/24/2024
B
Virginia 7/15/2024
B
New Jersey 6/14/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
100 Matsonford Road Suite 301, Radnor, PA 19087
Registered with this firm since 5/8/2024
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
100 Matsonford Rd. Suite 301, Radnor, PA 19087
Registered with this firm since 5/8/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/13/2014 - 08/01/2023 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.