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Stephen Derengowski
STEPHEN CHARLES DERENGOWSKI
CRD#: 6301372
IA
B
SCF INVESTMENT ADVISORS, INC.CRD#: 123608 10150 MEANLEY DRIVE
FIRST FLOOR
SAN DIEGO, CA 92131
FIRST FLOOR
SAN DIEGO, CA 92131
SCF SECURITIES, INC.CRD#: 47275 Canton, GA
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Disclosures
10
Years of Experience
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State Registrations
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Georgia 4/12/2022
IA
Georgia 4/13/2022
SRO Registrations
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Registered with this firm since 4/13/2022
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Registered with this firm since 4/12/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/26/2022 - 03/01/2022 | DULUTH, GA | |
B | 01/25/2022 - 03/01/2022 | DULUTH, GA | |
IA | 07/31/2018 - 09/21/2021 | ATLANTA, GA | |
B | 04/08/2021 - 09/21/2021 | LAVISTA, NE | |
B | 04/08/2021 - 09/21/2021 | ATLANTA, GA | |
B | 07/31/2018 - 09/21/2021 | ATLANTA, GA | |
B | 07/31/2018 - 09/21/2021 | SCOTTSDALE, AZ | |
B | 07/31/2018 - 09/21/2021 | SCOTTSDALE, AZ | |
B | 07/31/2018 - 09/21/2021 | OAKDALE, MN | |
IA | 09/09/2016 - 06/29/2018 | ATLANTA, GA | |
B | 04/07/2015 - 06/29/2018 | ATLANTA, GA | |
IA | 05/12/2015 - 12/31/2016 | ATLANTA, GA | |
B | 03/11/2014 - 01/06/2015 | ALPHARETTA, GA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.