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Detailed Report
STEVEN SEAN SLAUGHTER
CRD#: 6301367
IA
Investment Adviser
B
Broker
HANTZ FINANCIAL SERVICES, INC.CRD#: 46047 26200 AMERICAN DRIVE
FIFTH FLOOR
SOUTHFIELD, MI 48034
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 1/13/2025
B
Michigan 9/8/2014
B
Arkansas 8/19/2024
IA
Michigan 9/9/2014
B
California 8/10/2017
B
Minnesota 2/22/2017
B
Florida 12/16/2019
IA
Minnesota 2/26/2017
B
Idaho 12/11/2024
B
North Carolina 1/24/2018
B
Illinois 11/23/2016
B
Ohio 12/19/2018
IA
Illinois 11/23/2016
B
Tennessee 8/9/2023
B
Louisiana 11/30/2017
B
Texas 3/31/2016
B
Maryland 9/16/2021
B
Washington 8/10/2017
B
Massachusetts 1/3/2023
B
Wisconsin 6/21/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
26200 AMERICAN DRIVE FIFTH FLOOR, SOUTHFIELD, MI 48034
Registered with this firm since 9/9/2014
B
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
26200 AMERICAN DRIVE FIFTH FLOOR, SOUTHFIELD, MI 48034
Registered with this firm since 6/3/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.