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JAKE J. PHILLIPS
JAKE J PHILLIPS, JAKE JAMES PHILLIPS
CRD#: 6301329
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 501North Riverpoint Blvd
Suite 245
Spokane, WA 99202
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2022 (7 years)2 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - 2014 (<1 year)
License(s)

State Registrations

B
Alaska 3/3/2022

B
Nebraska 3/3/2022

B
Arizona 3/3/2022

B
Nevada 3/3/2022

B
California 3/3/2022

B
New Mexico 3/3/2022

B
Colorado 3/3/2022

B
New York 3/3/2022

B
Connecticut 3/3/2022

B
North Carolina 3/7/2022

B
Florida 5/2/2022

B
Ohio 3/3/2022

B
Georgia 4/5/2023

B
Oregon 3/3/2022

B
Hawaii 3/3/2022

B
Pennsylvania 11/2/2022

B
Idaho 3/3/2022

B
South Dakota 6/7/2022

B
Illinois 3/3/2022

B
Texas 3/3/2022

B
Indiana 4/5/2023

IA
Texas 3/29/2022

B
Kentucky 5/23/2024

B
Utah 3/3/2022

B
Maine 3/3/2022

B
Virginia 3/3/2022

B
Maryland 3/3/2022

B
Washington 3/3/2022

B
Massachusetts 3/3/2022

IA
Washington 3/3/2022

B
Michigan 8/30/2024

B
Wisconsin 3/3/2022

B
Minnesota 3/3/2022

B
Wyoming 3/3/2022

B
Montana 3/3/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
501North Riverpoint Blvd Suite 245, Spokane, WA 99202
Registered with this firm since 3/3/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
501North Riverpoint Blvd Suite 245, Spokane, WA 99202
Registered with this firm since 3/3/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/14/2014 - 03/04/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SPOKANE, WA
B
07/14/2014 - 03/04/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SPOKANE, WA
B
03/19/2014 - 05/02/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SPOKANE, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.