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PAUL B PINTEK
PAUL PINTEK
CRD#: 6301043
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 12830 EL CAMINO REAL
SAN DIEGO, CA 92130
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Arizona 11/23/2015

B
Nevada 9/26/2017

B
California 10/2/2015

B
New Jersey 4/30/2019

IA
California 10/2/2015

B
New York 8/13/2018

B
Colorado 5/25/2018

B
North Carolina 9/21/2018

B
Connecticut 6/21/2023

B
Oregon 4/30/2019

B
Delaware 2/26/2020

B
Pennsylvania 4/30/2019

B
District of Columbia 7/15/2016

B
South Carolina 4/7/2021

B
Florida 6/30/2016

B
Tennessee 4/30/2019

B
Illinois 11/7/2017

B
Texas 4/30/2019

B
Maine 4/30/2019

IA
Texas 5/1/2019

B
Massachusetts 4/30/2019

B
Utah 8/23/2018

B
Michigan 4/21/2016

B
Virginia 3/19/2019

B
Minnesota 1/2/2024

B
Washington 4/30/2019

B
Mississippi 12/6/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12830 EL CAMINO REAL, SAN DIEGO, CA 92130
Registered with this firm since 10/2/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12830 EL CAMINO REAL, SAN DIEGO, CA 92130
Registered with this firm since 8/25/2015

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.