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ANDREW LEE SORUM
CRD#: 6300898
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1001 SOUTH BROADWAY
PELICAN RAPIDS, MN 56572
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1001 South Broadway
Pelican Rapids, MN 56572
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 4/7/2015

IA
Minnesota 4/25/2014

B
Florida 12/20/2021

B
North Dakota 7/21/2014

B
Minnesota 4/25/2014

B
Virginia 11/16/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1001 SOUTH BROADWAY, PELICAN RAPIDS, MN 56572
Registered with this firm since 4/25/2014

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1001 South Broadway, Pelican Rapids, MN 56572
Registered with this firm since 3/20/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.